Inspection Reports for The Ivy at Ellington Assisted Living and Memory Care

CT, 06029

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Inspection Report Summary

The most recent inspection on February 16, 2024, identified deficiencies related to client recordkeeping, client safety, and timely nursing reassessments. Earlier inspections showed a pattern of issues involving oversight of nursing care, fall investigations, and failure to follow agency policies, with substantiated complaints regarding client safety and abuse investigations. Inspectors cited concerns primarily around nursing oversight, client safety, and documentation practices. Complaint investigations included substantiated findings related to inadequate responses to client falls and abuse allegations, while most other complaints were unsubstantiated. The facility’s inspection history indicates ongoing challenges with clinical oversight and documentation, with no clear trend of improvement or worsening over time; enforcement actions or fines were not listed in the available reports.

Deficiencies (last 5 years)

Deficiencies (over 5 years) 0.8 deficiencies/year

Deficiencies are regulatory violations found during state inspections.

86% better than Connecticut average
Connecticut average: 5.6 deficiencies/year

Deficiencies per year

4 3 2 1 0
2020
2021
2022
2023
2024

Census

Latest occupancy rate 85 residents

Based on a October 2023 inspection.

This facility has shown a steady increase in demand based on occupancy rates.

Census over time

63 70 77 84 91 May 2022 Oct 2023

Inspection Report

Renewal
Deficiencies: 0 Date: Feb 16, 2024

Visit Reason
The inspection was conducted as a renewal licensing inspection and included review of a complaint investigation #37724.

Complaint Details
Complaint investigation #37724 was reviewed during this inspection.
Findings
Violations of the General Statutes of Connecticut and/or regulations of Connecticut State Agencies were identified at the time of this inspection.

Report Facts
Complaint Investigation Number: 37724

Employees mentioned
NameTitleContext
Megan Edson-SawyerSurvey Team LeaderReported submitted by
Elizabeth HeineySupervisorSupervisor of the survey team
Lindsay RedinPersonnel contacted during inspection

Inspection Report

Complaint Investigation
Deficiencies: 1 Date: Feb 16, 2024

Visit Reason
An unannounced visit was made to Ellington Assisted Living Services, LLC on February 16, 2024, for the purpose of conducting a complaint investigation.

Complaint Details
Complaint #37724 triggered the investigation. The complaint involved concerns about client safety and nursing assessments related to Client #1. Substantiation status is not explicitly stated.
Findings
The investigation identified violations related to failure to maintain a complete client record, failure to ensure client safety, and failure to conduct timely nursing reassessments. Specifically, Client #1 was found to have suffered injuries from a fall without adequate supervision or follow-up nursing assessment.

Deficiencies (1)
Failure to maintain a complete client record reflecting care provided and to ensure client safety and timely nursing reassessments.

Employees mentioned
NameTitleContext
Elizabeth HeineySupervising Nurse ConsultantNamed as contact for plan of correction and correspondence.

Inspection Report

Complaint Investigation
Census: 85 Deficiencies: 0 Date: Oct 26, 2023

Visit Reason
The inspection visit was conducted in response to complaint #35490 and included verification of Alzheimer's special care units or programs and compliance with infection prevention and control requirements.

Complaint Details
Complaint #35490 was investigated and found to have no violations.
Findings
No violations of the General Statutes of Connecticut and/or regulations were identified at the time of this inspection.

Employees mentioned
NameTitleContext
Michael J. SmithRN Nurse ConsultantReport submitted by
Jason ReigerExecutive DirectorPersonnel contacted during inspection
Kelly SolomonSALSAPersonnel contacted during inspection

Inspection Report

Complaint Investigation
Deficiencies: 0 Date: Jul 24, 2023

Visit Reason
The inspection visit was conducted as a complaint investigation related to Complaint #35003 regarding violations of the General Statutes of Connecticut and/or regulations of Connecticut State Agencies.

Complaint Details
Complaint #35003 was investigated and violations were substantiated as indicated by the attached violation letter dated 2023-09-30.
Findings
Violations were identified at the time of the inspection as noted in the attached violation letter dated 2023-09-30.

Employees mentioned
NameTitleContext
Jason RiegerEx DirectorPersonnel contacted during the inspection
Kelly SolomonSALSAPersonnel contacted during the inspection
Michael J. SmithNurse ConsultantNamed on the report header

Inspection Report

Plan of Correction
Deficiencies: 1 Date: May 1, 2023

Visit Reason
An unannounced visit was made to Ellington Assisted Living Services LLC on May 1, 2023, by a representative of the Facility Licensing and Investigations Section of the Department of Public Health for the purpose of conducting an investigation with additional information received through May 1, 2023.

Complaint Details
The visit was complaint-related, triggered by concerns about the care of a client who fell and sustained injuries including two cervical fractures. The complaint was substantiated based on the findings of failure to follow fall policy and conduct proper investigations.
Findings
The facility failed to ensure oversight of nursing and ALSA aide care rendered to a client, failed to follow the agency's fall policy, failed to conduct a comprehensive investigation subsequent to a client's fall, and failed to review the client service plan as often as the client's condition required. The investigation revealed multiple failures in clinical record reviews, staff interviews, and agency documentation.

Deficiencies (1)
Failure to ensure oversight of nursing and ALSA aide care rendered to a client, failure to follow the agency's fall policy, failure to conduct a comprehensive investigation subsequent to a client's fall, and failure to review the client service plan as often as the client's condition required.
Report Facts
Date of visit: May 1, 2023 Plan of correction submission deadline: May 28, 2023 Fall policy training date: Jun 1, 2023 Review frequency: 120

Employees mentioned
NameTitleContext
Elizabeth T. HeineySupervising Nurse ConsultantContact person for plan of correction and oversight
Lindsay RedinExecutive DirectorFacility Executive Director named in the report

Inspection Report

Renewal
Census: 69 Capacity: 79 Deficiencies: 0 Date: May 9, 2022

Visit Reason
The inspection was a licensing inspection for renewal purposes at The Ivy Ellington facility.

Findings
Violations of the General Statutes of Connecticut and/or regulations of Connecticut State Agencies were identified at the time of this inspection. A violation letter dated 6/13/22 was attached. The facility has a full-time Infection Prevention and Control Specialist.

Report Facts
Licensed Bed Capacity: 79 Census: 69

Employees mentioned
NameTitleContext
Lindsay RedlinExecutive DirectorPersonnel contacted during inspection
Lauren MuccinoSALSAPersonnel contacted during inspection
Laura BoggioSurvey Team LeaderSignature of FLIS Staff and report submitter
Elizabeth HeineySupervisorSupervisor of survey team

Inspection Report

Complaint Investigation
Deficiencies: 1 Date: Apr 14, 2021

Visit Reason
An unannounced review was conducted at Ellington Assisted Living Services LLC on April 14, 2021, by the Department of Public Health to investigate allegations of physical abuse and compliance with state regulations.

Complaint Details
Complaint #29788 involved allegations of physical abuse to Client #1, including bruising and yelling incidents. The complaint was substantiated by findings of failure to report and investigate properly.
Findings
The investigation found that the agency failed to promptly investigate allegations of physical abuse involving Client #1, including failure to report bruises and conduct a thorough investigation. Documentation and staff interviews revealed lapses in following agency policy, including failure to suspend the alleged staff member and incomplete investigation procedures.

Deficiencies (1)
Failure to promptly investigate allegations of physical abuse and follow agency policy for investigation regarding Client #1.
Report Facts
Date of visit: Apr 14, 2021 Plan of correction submission deadline: May 6, 2021 Training dates: Mar 11, 2021 Training dates: Apr 8, 2021 Training dates: May 6, 2021 Plan of correction implementation date: May 14, 2021 Audit start date: May 17, 2021 Audit compliance target: 85 Audit duration: 3 Audit quarterly duration: 12 Client move-in date: Feb 22, 2019 Service plan date range: Dec 14, 2020 Service plan date range: Mar 16, 2021

Employees mentioned
NameTitleContext
Karen DonatoSupervising Nurse Consultant/InterimNamed as contact and responsible official in the investigation and plan of correction
Lindsay RedinExecutive DirectorNamed in relation to findings and investigation

Inspection Report

Plan of Correction
Deficiencies: 1 Date: Jun 29, 2020

Visit Reason
An unannounced visit was made to Ellington Assisted Living Services LLC on June 29, 2020 by a representative of the Facility Licensing and Investigations Section of the Department of Public Health for the purpose of conducting an inspection.

Findings
The Assisted Living Services Agency (ALSA) registered nurse failed to document a risk assessment for two of three clients in the survey sample, leading to a clinical decision that the clients did not require isolation or quarantine after returning from the hospital or physician's office. The Supervisor of ALSA did not place either client under quarantine or complete a risk assessment including escort risk, transportation risk, and waiting room risk prior to determining quarantine was unnecessary.

Deficiencies (1)
Failure to document a risk assessment for clients returning from hospital or physician's office visits, leading to improper clinical decisions regarding isolation or quarantine.
Report Facts
Clients in survey sample: 3

Employees mentioned
NameTitleContext
Loan NguyenSupervising Nurse ConsultantSigned violation letter and addressed in plan of correction correspondence
Lindsay RedinExecutive DirectorInterviewed regarding findings on June 29, 2020
Cynthia A. RedinEsq.Signed revised Plan of Correction letter

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