Inspection Reports for
La Estancia Nursing and Rehabilitation Center
15810 S 42nd St, Phoenix, AZ 85048, United States, AZ, 85048
Back to Facility ProfileDeficiencies (last 5 years)
Deficiencies (over 5 years)
8.6 deficiencies/year
Deficiencies are regulatory violations found during state inspections.
132% worse than Arizona average
Arizona average: 3.7 deficiencies/yearDeficiencies per year
20
15
10
5
0
Census
Latest occupancy rate
89 residents
Based on a August 2023 inspection.
This facility has shown a decline in demand based on occupancy rates.
Occupancy over time
Inspection Report
Complaint Investigation
Deficiencies: 1
Date: Aug 8, 2025
Visit Reason
The inspection was conducted due to a complaint regarding the facility's failure to send required notices of transfer or discharge to the Office of the State Long-Term Care Ombudsman for discharged residents.
Complaint Details
The complaint investigation found that the facility did not send discharge notices to the Ombudsman for seven months, including for residents discharged against medical advice. The facility had multiple case management staff turnovers, and the lack of notification could lead to unsafe discharges and lack of resident advocacy.
Findings
The facility failed to send discharge or transfer notices to the Ombudsman for 3 sampled residents, potentially preventing residents from accessing advocacy services. Multiple interviews and record reviews confirmed a lapse in sending these notices for several months, attributed to case management turnover and lack of communication.
Deficiencies (1)
Failure to send a copy of the notice of transfer or discharge to the representative of the Office of the State Long-Term Care Ombudsman for 3 of 3 sampled residents.
Report Facts
Number of residents sampled: 3
Number of residents cited: 3
Total discharges: 245
Employees mentioned
| Name | Title | Context |
|---|---|---|
| Staff #59 | Case Manager | Interviewed regarding discharge notices and facility procedures |
| Staff #700 | Ombudsman | Interviewed regarding receipt of discharge notices |
| Staff #152 | Social Service Director | Interviewed regarding discharge procedures and Ombudsman notifications |
| Staff #109 | Unit Manager/Infection Preventionist | Interviewed regarding case management and discharge notice responsibilities |
| Staff #66 | Director of Nursing | Interviewed regarding discharge notifications and facility case management |
Inspection Report
Complaint Investigation
Deficiencies: 3
Date: Mar 5, 2025
Visit Reason
The inspection was conducted due to a complaint investigation regarding the facility's failure to implement abuse policies and timely report and investigate a major injury sustained by a resident (#5).
Complaint Details
The complaint investigation focused on the failure to implement abuse policies, failure to report a major injury to the State Agency, and failure to investigate the injury thoroughly. The resident (#5) sustained a left periprosthetic femur fracture and a right hip fracture after a fall. Staff interviews revealed the injury was unwitnessed and not reported to the state. The facility's investigation was limited to speaking with the nurse who found the resident. The resident was on palliative care and had been denied therapy at multiple facilities.
Findings
The facility failed to ensure implementation of abuse policies related to a major injury sustained by resident #5, failed to report the injury to the State Agency, and did not thoroughly investigate the incident. The resident sustained fractures after a fall, and staff concluded the fall was unwitnessed and did not report it as required.
Deficiencies (3)
Failed to develop and implement policies and procedures to prevent abuse, neglect, and theft.
Failed to timely report suspected abuse, neglect, or theft and report the results of the investigation to proper authorities.
Failed to respond appropriately to all alleged violations by not thoroughly investigating a major injury sustained by a resident.
Report Facts
Residents Affected: 1
Employees mentioned
| Name | Title | Context |
|---|---|---|
| Staff #20 | Director of Nursing | Interviewed regarding the fall and injury of resident #5 and the facility's investigation and reporting practices. |
| Staff #50 | Assistant Director of Nursing | Interviewed regarding resident #5's discharge, therapy denial, and care status. |
Inspection Report
Complaint Investigation
Deficiencies: 6
Date: Feb 29, 2024
Visit Reason
The inspection was conducted to investigate multiple complaints regarding failure to notify resident representatives of condition changes, resident-to-resident abuse, failure to investigate allegations of abuse and misappropriation of narcotics, inadequate activities of daily living care, improper pressure ulcer care, and infection prevention and control deficiencies.
Complaint Details
The complaint investigation included allegations of failure to notify resident representatives of condition changes, resident-to-resident abuse incidents, failure to investigate abuse and narcotic misappropriation allegations, inadequate ADL care, improper pressure ulcer care, and failure to implement infection control precautions for C-diff infection. Substantiation status is not explicitly stated.
Findings
The facility failed to notify a resident's medical power of attorney of a significant change in condition, protect residents from abuse by other residents, thoroughly investigate allegations of abuse and narcotic misappropriation, provide adequate activities of daily living care, ensure proper pressure ulcer treatment, and implement infection control precautions for a resident with C-diff infection.
Deficiencies (6)
Failed to notify resident's representative of significant change in condition.
Failed to protect residents from physical abuse by other residents.
Failed to thoroughly investigate allegations of abuse and misappropriation of narcotics.
Failed to provide adequate activities of daily living care for residents.
Failed to provide appropriate pressure ulcer care and prevent new ulcers.
Failed to implement infection prevention and control practices related to C-diff precautions.
Report Facts
Residents affected: 1
Residents affected: 3
Residents affected: 4
Residents affected: 2
Residents affected: 3
BIMS score: 4
BIMS score: 15
Braden scale score: 12
Medication doses: 500
Medication doses: 125
Employees mentioned
| Name | Title | Context |
|---|---|---|
| staff #5 | Licensed Practical Nurse (LPN) | Interviewed regarding notification of change in condition for resident #120 |
| staff #69 | Director of Nursing (DON) | Interviewed regarding notification policies, abuse reporting, wound care, and infection control |
| staff #106 | Administrator | Interviewed regarding abuse investigations and narcotic misappropriation documentation |
| staff #12 | Licensed Practical Nurse (LPN) | Witnessed resident #15's aggressive behavior and feeding tube incident |
| staff #29 | Certified Nursing Assistant (CNA) | Witnessed feeding tube removal incident involving resident #15 and #128 |
| staff #46 | Wound Care Nurse | Interviewed regarding wound care procedures and responsibilities |
Inspection Report
Deficiencies: 1
Date: Aug 3, 2023
Visit Reason
The inspection was conducted to assess the facility's compliance with regulatory requirements regarding addressing residents' needs and preferences, specifically focusing on the case of resident #72 and his wheelchair.
Findings
The facility failed to ensure that resident #72's needs and preferences regarding his wheelchair were adequately addressed. The resident arrived without his electric wheelchair, experienced delays in receiving it, and refused to eat until it was delivered and repaired. The facility provided a regular wheelchair but lacked documentation on the receipt and handling of the electric wheelchair. Staff interviews revealed inconsistent knowledge and documentation about the wheelchair issue.
Deficiencies (1)
Failed to reasonably accommodate the needs and preferences of resident #72 regarding his wheelchair.
Report Facts
Residents sampled: 18
Residents affected: 1
Dates referenced: 2023
Employees mentioned
| Name | Title | Context |
|---|---|---|
| Staff #204 | Social Worker | Contacted previous facility regarding resident #72's belongings |
| Staff #38 | Social Services Specialist | Spoke to resident #72 about his wheelchair and contacted previous facility |
| Staff #202 | Interim Social Services Director | Reviewed resident #72's files and discussed delays in obtaining wheelchair |
| Staff #21 | Licensed Practical Nurse (LPN) | Discussed inventory process and wheelchair provision for resident #72 |
| Staff #79 | Certified Nursing Assistant (CNA) | Provided information about resident #72's wheelchair status and eating behavior |
| Staff #34 | Director of Nursing (DON) | Discussed resident #72's wheelchair issue and facility responsibilities |
Inspection Report
Routine
Census: 89
Deficiencies: 14
Date: Aug 3, 2023
Visit Reason
The inspection was conducted as a routine regulatory survey to assess compliance with healthcare facility standards, including resident care, medication administration, infection control, and facility safety.
Findings
The facility was found deficient in multiple areas including failure to reasonably accommodate resident needs (wheelchair issue), medication administration errors, inadequate ADL care, insufficient activity offerings, inconsistent wound care, hydration monitoring deficiencies, pharmaceutical service lapses, medication labeling issues, expired glucometer controls, unsafe food storage and sanitation, and infection prevention and control program deficiencies.
Deficiencies (14)
Failure to reasonably accommodate the needs and preferences of resident #72 regarding his wheelchair.
Failure to ensure medications were administered as ordered, including incorrect nasal spray dosing and oral administration of medication ordered via g-tube.
Medications left unattended on the floor and at bedside, risking missed doses or overdose.
Failure to provide consistent ADL care to resident #40, including assistance to get out of bed.
Failure to consistently offer individualized activities to resident #40.
Inconsistent wound care treatments and documentation for resident #82 with multiple pressure ulcers.
Failure to ensure adequate hydration care and documentation for resident #62, with many undocumented fluid intakes and lack of routine offering of fluids.
Failure to ensure accurate reconciliation and accounting for controlled substances, including missing two-nurse signatures on narcotic verification sheets.
Failure to ensure medications were properly labeled and expired multi-use insulin vials were discarded.
Expired glucometer control solutions were available for use, risking inaccurate blood glucose readings.
Unsafe and unsanitary kitchen conditions including dusty ventilation exhausts and improperly stored and unlabeled food items in nourishment refrigerators.
Failure to maintain infection prevention and control during wound treatment for resident #82, including improper glove use and contamination of bandage scissors.
Infection Preventionist had not completed required specialized training in Infection Prevention and Control until the day of the survey.
Failure to appropriately monitor and re-evaluate PRN psychotropic medication use for resident #20, with continued use beyond recommended 14 days without proper review.
Report Facts
Facility census: 89
Sample size: 18
Days without two-nurse narcotic reconciliation: 2
Days with no wound treatment documentation: 5
Days with no documented fluid intake: 37
Days with no documented fluid intake: 47
Employees mentioned
| Name | Title | Context |
|---|---|---|
| Social Services Specialist | Staff #38 involved in wheelchair issue for resident #72 | |
| Interim Social Services Director | Staff #202 interviewed regarding wheelchair and activity issues | |
| Licensed Practical Nurse | Staff #21 interviewed regarding inventory and wheelchair issues | |
| Certified Nursing Assistant | Staff #79 interviewed regarding wheelchair and medication issues | |
| Director of Nursing | Staff #34 interviewed regarding multiple findings including medication, wheelchair, hydration, and infection control | |
| Licensed Practical Nurse | Staff #29 observed and interviewed regarding medication administration errors | |
| Registered Nurse | Staff #81 observed and interviewed regarding medication storage and narcotic reconciliation | |
| Activity Director | Staff #50 interviewed regarding activity participation documentation | |
| Licensed Practical Nurse | Staff #3 observed providing wound care and interviewed regarding infection control practices | |
| Licensed Practical Nurse Charge Nurse | Staff #61 interviewed regarding medication labeling and glucometer control issues | |
| Infection Preventionist | Staff #35 interviewed regarding infection prevention training | |
| Food Service Director | Staff #205 interviewed regarding kitchen sanitation and food storage |
Inspection Report
Complaint Investigation
Deficiencies: 1
Date: Jul 5, 2023
Visit Reason
The inspection was conducted due to concerns regarding the facility's failure to provide adequate supervision and safety measures for a resident (#2) assessed as an elopement risk, following multiple elopement incidents.
Complaint Details
The complaint investigation focused on resident #2's multiple elopements and the facility's failure to provide adequate supervision and monitoring. The resident was found outside the facility multiple times, with the wander guard failing to alarm. The investigation included staff interviews and review of clinical records, revealing lack of physician order for the wander guard and incomplete documentation.
Findings
The facility failed to provide adequate supervision and monitoring for resident #2, who was an elopement risk and eloped multiple times. The wander guard device did not alarm during elopements, and there was no physician order for the wander guard, resulting in lack of proper documentation and monitoring. Despite interventions, increased supervision was not evidenced in the clinical record.
Deficiencies (1)
Failure to provide adequate supervision and safety measures for a resident assessed as an elopement risk, resulting in multiple elopements without proper monitoring.
Report Facts
Wander guard testing dates: 7
Staff involved in resident return: 4
Monitoring duration: 72
Employees mentioned
| Name | Title | Context |
|---|---|---|
| Director of Nursing | Director of Nursing (DON) | Interviewed regarding wander guard testing, documentation, and expectations for resident safety |
| Unit Manager | Unit Manager | Interviewed about wander guard checking and clinical record review for resident #2 |
| Licensed Practical Nurse | Licensed Practical Nurse (LPN) | Interviewed about wander guard checks, elopement drills, and resident #2's behavior |
| Certified Nurse Assistant | Certified Nurse Assistant (CNA) | Interviewed about wander guard testing responsibilities and resident #2's condition after elopement |
Inspection Report
Routine
Census: 102
Deficiencies: 1
Date: Jun 15, 2023
Visit Reason
The inspection was conducted to assess whether the facility maintained adequate nursing staff levels to meet the needs of residents, based on staffing documentation, facility assessment, and staff interviews.
Findings
The facility failed to ensure adequate staffing was maintained, with documented instances of registered nurse (RN), licensed practical nurse (LPN), and certified nursing assistant (CNA) staffing below required levels on multiple dates in December 2022 and February 2023. Interviews confirmed occasional understaffing, which could impact resident care and quality of life.
Deficiencies (1)
Failure to provide enough nursing staff every day to meet the needs of every resident and have a licensed nurse in charge on each shift.
Report Facts
Average daily census: 100
Average daily census: 101
Average daily census: 102
Dates RN staffing below 0.24 PPD: 10
Dates LPN staffing below 0.95 PPD: 5
Dates CNA staffing below 1.80 PPD: 12
Dates RN staffing below 0.24 PPD: 8
Dates CNA staffing below 1.80 PPD: 8
Overtime shifts worked by CNA: 4
Employees mentioned
| Name | Title | Context |
|---|---|---|
| Staff #78 | Certified Nursing Assistant (CNA) | Provided information about staffing levels and overtime work during phone interview on June 15, 2023 |
| Staff #88 | Staffing Coordinator/Unit Manager | Provided staffing details and policies during phone interview on June 15, 2023 |
| Staff #82 | Director of Nursing (DON) | Provided statements about staffing criteria and consequences of inadequate staffing during interview on June 15, 2023 |
Inspection Report
Complaint Investigation
Deficiencies: 1
Date: Mar 21, 2023
Visit Reason
The inspection was conducted due to an allegation of sexual abuse reported by a resident, to determine if the facility reported the incident to the State Agency within the required timeframe.
Complaint Details
The complaint involved an allegation of sexual abuse made by resident #30 on February 22, 2023. The facility was aware of the allegation on that date but did not report it to the State Agency until March 3, 2023, approximately 8 days later. The allegation was substantiated as the facility acknowledged the late reporting.
Findings
The facility failed to report an allegation of sexual abuse to the State Agency within the required timeframe, reporting it approximately 8 days after the allegation was made, which could result in residents not being protected from further abuse.
Deficiencies (1)
Failure to timely report suspected abuse, neglect, or theft and report the results of the investigation to proper authorities.
Report Facts
Days late reporting abuse allegation: 8
BIMS score: 8
Employees mentioned
| Name | Title | Context |
|---|---|---|
| Social Services (SS) staff #20 | Interviewed regarding the late reporting of the abuse allegation | |
| Nurse Practitioner (NP) staff #25 | Involved in gathering information about the allegation | |
| Director of Nursing (DON) staff #15 | Was to be informed about the allegation | |
| Executive Director (ED) staff #10 | Interviewed regarding the late reporting of the abuse allegation |
Inspection Report
Routine
Deficiencies: 11
Date: Jun 10, 2022
Visit Reason
The inspection was conducted to assess compliance with regulatory requirements related to resident care, safety, and facility operations.
Findings
The facility was found deficient in multiple areas including informed consent for psychotropic medications, housekeeping and cleanliness, timely reporting of abuse allegations, accuracy of Minimum Data Set (MDS) assessments, PASRR screening, assistance with activities of daily living, wound care and skin assessments, range of motion care, catheter care, staffing levels, and accuracy of advance directives documentation.
Deficiencies (11)
Failed to ensure residents and/or their representatives were informed of the risks and benefits of psychotropic medications prior to administration.
Failed to ensure housekeeping services necessary to maintain a safe and clean environment were provided.
Failed to timely report allegations of abuse and investigation results to the State Agency.
Failed to ensure Minimum Data Set (MDS) assessments were accurate.
Failed to ensure residents with serious mental illness were referred for appropriate PASRR Level II evaluation after 30 days.
Failed to ensure residents received adequate assistance with activities of daily living including bathing.
Failed to provide appropriate wound care and skin assessments for residents with skin breakdown and wounds.
Failed to provide appropriate care to maintain or improve range of motion and use of orthotic devices.
Failed to follow physician order for bladder training and attempt to discontinue Foley catheter.
Failed to provide enough nursing staff every day to meet the needs of every resident and have a licensed nurse in charge on each shift.
Failed to ensure resident's medical record was accurate regarding advance directives.
Report Facts
Sample size: 6
Sample size: 20
Sample size: 3
Sample size: 8
Sample size: 2
Licensed capacity: 192
Average daily census: 80
Hours per day per patient (PPD) RN: 0.24
Hours per day per patient (PPD) LPN: 0.95
Hours per day per patient (PPD) CNA: 1.8
CNA PPD May 9, 2022: 2.17
Nursing PPD May 9, 2022: 1.43
CNA PPD May 11, 2022: 2.42
Nursing PPD May 11, 2022: 1.51
CNA PPD May 21, 2022: 1.6
Nursing PPD May 21, 2022: 1.75
CNA PPD May 27, 2022: 1.77
Nursing PPD May 27, 2022: 1.58
Employees mentioned
| Name | Title | Context |
|---|---|---|
| Director of Nursing | Director of Nursing | Interviewed regarding psychotropic medication informed consent and wound care |
| Assistant Director of Nursing | Assistant Director of Nursing | Interviewed regarding housekeeping, wound care, staffing, and range of motion care |
| Administrator | Administrator | Interviewed regarding abuse reporting and staffing |
| Executive Director | Executive Director | Interviewed regarding PASRR screening and staffing |
| Social Worker | Social Worker | Interviewed regarding PASRR screening |
| Certified Nursing Assistant | Certified Nursing Assistant | Interviewed regarding bathing and skin checks |
| Licensed Practical Nurse | Licensed Practical Nurse | Interviewed regarding bathing and skin checks |
| Occupational Therapist | Occupational Therapist | Interviewed regarding range of motion and orthotic use |
| Staff #3 | Staffing Coordinator | Interviewed regarding staffing scheduling and challenges |
Inspection Report
Routine
Census: 108
Deficiencies: 4
Date: Feb 27, 2020
Visit Reason
The inspection was conducted to assess compliance with regulatory requirements related to resident assessments, wound care, safety, and food handling at the nursing home.
Findings
The facility was found deficient in ensuring accurate Minimum Data Set (MDS) assessments, timely wound treatment per physician orders, safe smoking assessments and supervision, proper wheelchair positioning, and safe food handling practices including avoiding bare hand contact and maintaining clean kitchen air vents and ceiling tiles.
Deficiencies (4)
Failed to ensure that a Minimum Data Set (MDS) assessment accurately reflected the discharge status for one resident (#107).
Failed to ensure wound treatments were completed per physician's order for one resident (#406), resulting in delayed wound healing.
Failed to ensure timely and accurate assessment for safe smoking for one resident (#99) and failed to provide adequate and safe positioning while propelling a wheelchair for one resident (#101).
Failed to ensure bare hand contact was not used when handling ready-to-eat food and failed to ensure ceiling air vents and tiles above the food trayline were clean.
Report Facts
Residents affected: 1
Residents affected: 1
Residents affected: 2
Residents affected: 108
Sample size: 23
Sample size: 5
Number of meal trays observed: 5
Employees mentioned
| Name | Title | Context |
|---|---|---|
| MDS Coordinator (staff #170) | Interviewed regarding MDS assessment accuracy for resident #107 | |
| Director of Nursing (DON/staff #33) | Interviewed regarding expectations for MDS accuracy, wound care, smoking assessments, and wheelchair safety | |
| Admission nurse (staff #175) | Interviewed regarding wound treatment orders and admission audits for resident #406 | |
| Corporate nurse (staff #174) | Interviewed regarding wound treatment order entry and wheelchair policy | |
| Staff member (staff #25) | Observed assisting resident #99 with smoking and retrieving dropped cigarettes | |
| Activities staff member (staff #138) | Interviewed regarding supervision of smoking residents and wheelchair assistance | |
| Cook (staff #62) | Observed using bare hand contact when handling ready-to-eat food | |
| Dietary manager (staff #136) | Interviewed regarding food handling practices and kitchen cleanliness |
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